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The AI Index 2022 Annual Report / 2205.03468 / ISBN:https://doi.org/10.48550/arXiv.2205.03468 / Published by ArXiv / on (web) Publishing site
Chapter 5 AI Policy and Governance
Appendix


Exciting, Useful, Worrying, Futuristic: Public Perception of Artificial Intelligence in 8 Countries / 2001.00081 / ISBN:https://doi.org/10.48550/arXiv.2001.00081 / Published by ArXiv / on (web) Publishing site
1 Introduction
References


Ethics of AI: A Systematic Literature Review of Principles and Challenges / 2109.07906 / ISBN:https://doi.org/10.48550/arXiv.2109.07906 / Published by ArXiv / on (web) Publishing site
9 Appendices


A Framework for Ethical AI at the United Nations / 2104.12547 / ISBN:https://doi.org/10.48550/arXiv.2104.12547 / Published by ArXiv / on (web) Publishing site
Introductionn
1. Problems with AI
2. Defining ethical AI


Worldwide AI Ethics: a review of 200 guidelines and recommendations for AI governance / 2206.11922 / ISBN:https://doi.org/10.48550/arXiv.2206.11922 / Published by ArXiv / on (web) Publishing site
2 Related Work
3 Methodology
5 Discussion


Beyond Near- and Long-Term: Towards a Clearer Account of Research Priorities in AI Ethics and Society / 2001.04335 / ISBN:https://doi.org/10.48550/arXiv.2001.04335 / Published by ArXiv / on (web) Publishing site
2 The Near-Long


ESR: Ethics and Society Review of Artificial Intelligence Research / 2106.11521 / ISBN:https://doi.org/10.48550/arXiv.2106.11521 / Published by ArXiv / on (web) Publishing site
References


A multilevel framework for AI governance / 2307.03198 / ISBN:https://doi.org/10.48550/arXiv.2307.03198 / Published by ArXiv / on (web) Publishing site
4. Corporate Self-Governance


From Military to Healthcare: Adopting and Expanding Ethical Principles for Generative Artificial Intelligence / 2308.02448 / ISBN:https://doi.org/10.48550/arXiv.2308.02448 / Published by ArXiv / on (web) Publishing site
Applications in Military Versus Healthcare
References


Bad, mad, and cooked: Moral responsibility for civilian harms in human-AI military teams / 2211.06326 / ISBN:https://doi.org/10.48550/arXiv.2211.06326 / Published by ArXiv / on (web) Publishing site
Responsibility in War
References


The Promise and Peril of Artificial Intelligence -- Violet Teaming Offers a Balanced Path Forward / 2308.14253 / ISBN:https://doi.org/10.48550/arXiv.2308.14253 / Published by ArXiv / on (web) Publishing site
1 Introduction
3 Emerging dual-use risks and vulnerabilities in AI systems
7 Violet teaming to address dual-use risks of AI in biotechnology
References


Security Considerations in AI-Robotics: A Survey of Current Methods, Challenges, and Opportunities / 2310.08565 / ISBN:https://doi.org/10.48550/arXiv.2310.08565 / Published by ArXiv / on (web) Publishing site
V. Ethical & Legal Concerns


ClausewitzGPT Framework: A New Frontier in Theoretical Large Language Model Enhanced Information Operations / 2310.07099 / ISBN:https://doi.org/10.48550/arXiv.2310.07099 / Published by ArXiv / on (web) Publishing site
References


The AI Incident Database as an Educational Tool to Raise Awareness of AI Harms: A Classroom Exploration of Efficacy, Limitations, & Future Improvements / 2310.06269 / ISBN:https://doi.org/10.48550/arXiv.2310.06269 / Published by ArXiv / on (web) Publishing site
3 Analysis and Findings


Compromise in Multilateral Negotiations and the Global Regulation of Artificial Intelligence / 2309.17158 / ISBN:https://doi.org/10.48550/arXiv.2309.17158 / Published by ArXiv / on (web) Publishing site
Notes
Bibliography


Systematic AI Approach for AGI: Addressing Alignment, Energy, and AGI Grand Challenges / 2310.15274 / ISBN:https://doi.org/10.48550/arXiv.2310.15274 / Published by ArXiv / on (web) Publishing site
2 Trifecta of AI Challenges


Fairness And Bias in Artificial Intelligence: A Brief Survey of Sources, Impacts, And Mitigation Strategies / 2304.07683 / ISBN:https://doi.org/10.48550/arXiv.2304.07683 / Published by ArXiv / on (web) Publishing site
References


Safety, Trust, and Ethics Considerations for Human-AI Teaming in Aerospace Control / 2311.08943 / ISBN:https://doi.org/10.48550/arXiv.2311.08943 / Published by ArXiv / on (web) Publishing site
V. Ethics


The Rise of Creative Machines: Exploring the Impact of Generative AI / 2311.13262 / ISBN:https://doi.org/10.48550/arXiv.2311.13262 / Published by ArXiv / on (web) Publishing site
IV. Risks of generative AI


Ethical Implications of ChatGPT in Higher Education: A Scoping Review / 2311.14378 / ISBN:https://doi.org/10.48550/arXiv.2311.14378 / Published by ArXiv / on (web) Publishing site
References


Ethics and Responsible AI Deployment / 2311.14705 / ISBN:https://doi.org/10.48550/arXiv.2311.14705 / Published by ArXiv / on (web) Publishing site
8. AI in sensitive domains: healthcare, finance, criminal justice, defence, and human resources


Control Risk for Potential Misuse of Artificial Intelligence in Science / 2312.06632 / ISBN:https://doi.org/10.48550/arXiv.2312.06632 / Published by ArXiv / on (web) Publishing site
2 Risks of Misuse for Artificial Intelligence in Science
3 Control the Risks of AI Models in Science
References


Autonomous Threat Hunting: A Future Paradigm for AI-Driven Threat Intelligence / 2401.00286 / ISBN:https://doi.org/10.48550/arXiv.2401.00286 / Published by ArXiv / on (web) Publishing site
4. State-of-the-art AI techniques in autonomous threat hunting


AI Ethics Principles in Practice: Perspectives of Designers and Developers / 2112.07467 / ISBN:https://doi.org/10.48550/arXiv.2112.07467 / Published by ArXiv / on (web) Publishing site
References


Generative Artificial Intelligence in Higher Education: Evidence from an Analysis of Institutional Policies and Guidelines / 2402.01659 / ISBN:https://doi.org/10.48550/arXiv.2402.01659 / Published by ArXiv / on (web) Publishing site
References


Commercial AI, Conflict, and Moral Responsibility: A theoretical analysis and practical approach to the moral responsibilities associated with dual-use AI technology / 2402.01762 / ISBN:https://doi.org/10.48550/arXiv.2402.01762 / Published by ArXiv / on (web) Publishing site
1 Introduction
2 Establishing the novel aspect of AI as a crossover technology
References


Ethics in AI through the Practitioner's View: A Grounded Theory Literature Review / 2206.09514 / ISBN:https://doi.org/10.48550/arXiv.2206.09514 / Published by ArXiv / on (web) Publishing site
5 Findings


Taking Training Seriously: Human Guidance and Management-Based Regulation of Artificial Intelligence / 2402.08466 / ISBN:https://doi.org/10.48550/arXiv.2402.08466 / Published by ArXiv / on (web) Publishing site
References


Multi-stakeholder Perspective on Responsible Artificial Intelligence and Acceptability in Education / 2402.15027 / ISBN:https://doi.org/10.48550/arXiv.2402.15027 / Published by ArXiv / on (web) Publishing site
References


Worldwide AI Ethics: a review of 200 guidelines and recommendations for AI governance / 2206.11922 / ISBN:https://doi.org/10.48550/arXiv.2206.11922 / Published by ArXiv / on (web) Publishing site
References


Power and Play Investigating License to Critique in Teams AI Ethics Discussions / 2403.19049 / ISBN:https://doi.org/10.48550/arXiv.2403.19049 / Published by ArXiv / on (web) Publishing site
1 Introduction and Related Work
References


AI Alignment: A Comprehensive Survey / 2310.19852 / ISBN:https://doi.org/10.48550/arXiv.2310.19852 / Published by ArXiv / on (web) Publishing site
1 Introduction
4 Assurance
References


Debunking Robot Rights Metaphysically, Ethically, and Legally / 2404.10072 / ISBN:https://doi.org/10.48550/arXiv.2404.10072 / Published by ArXiv / on (web) Publishing site
1 Introduction


Taxonomy to Regulation: A (Geo)Political Taxonomy for AI Risks and Regulatory Measures in the EU AI Act / 2404.11476 / ISBN:https://doi.org/10.48550/arXiv.2404.11476 / Published by ArXiv / on (web) Publishing site
3 A Geo-Political AI Risk Taxonomy
References


A Practical Multilevel Governance Framework for Autonomous and Intelligent Systems / 2404.13719 / ISBN:https://doi.org/10.48550/arXiv.2404.13719 / Published by ArXiv / on (web) Publishing site
I. Introduction
IV. Application of the Framework for the Development of AIs
References


War Elephants: Rethinking Combat AI and Human Oversight / 2404.19573 / ISBN:https://doi.org/10.48550/arXiv.2404.19573 / Published by ArXiv / on (web) Publishing site
Abstract
2 Background
3 Lessons from History: War Elephants
4 Discussion
5 Conclusions


AI-Powered Autonomous Weapons Risk Geopolitical Instability and Threaten AI Research / 2405.01859 / ISBN:https://doi.org/10.48550/arXiv.2405.01859 / Published by ArXiv / on (web) Publishing site
Abstract
1. Introduction
2. Current State of AWS
3. AWS Proliferation and Threats to Academic Research
4. Policy Recommendations
Impact Statement
References


Should agentic conversational AI change how we think about ethics? Characterising an interactional ethics centred on respect / 2401.09082 / ISBN:https://doi.org/10.48550/arXiv.2401.09082 / Published by ArXiv / on (web) Publishing site
References


Using ChatGPT for Thematic Analysis / 2405.08828 / ISBN:https://doi.org/10.48550/arXiv.2405.08828 / Published by ArXiv / on (web) Publishing site
3 Pilot-testing: UN Policy Documents Thematic Analysis Supported by GPT


Pragmatic auditing: a pilot-driven approach for auditing Machine Learning systems / 2405.13191 / ISBN:https://doi.org/10.48550/arXiv.2405.13191 / Published by ArXiv / on (web) Publishing site
References


The Future of Child Development in the AI Era. Cross-Disciplinary Perspectives Between AI and Child Development Experts / 2405.19275 / ISBN:https://doi.org/10.48550/arXiv.2405.19275 / Published by ArXiv / on (web) Publishing site
3. Discussion


Artificial intelligence, rationalization, and the limits of control in the public sector: the case of tax policy optimization / 2407.05336 / ISBN:https://doi.org/10.48550/arXiv.2407.05336 / Published by ArXiv / on (web) Publishing site
References


Auditing of AI: Legal, Ethical and Technical Approaches / 2407.06235 / Published by ArXiv / on (web) Publishing site
References


Potential Societal Biases of ChatGPT in Higher Education: A Scoping Review / 2311.14381 / ISBN:https://doi.org/10.48550/arXiv.2311.14381 / Published by ArXiv / on (web) Publishing site
REFERENCES


Bridging the Global Divide in AI Regulation: A Proposal for a Contextual, Coherent, and Commensurable Framework / 2303.11196 / ISBN:https://doi.org/10.48550/arXiv.2303.11196 / Published by ArXiv / on (web) Publishing site
II. Global Divide in AI Regulation: Horizontally. Context-Specific
IV. Proposing an Alternative 3C Framework


Thorns and Algorithms: Navigating Generative AI Challenges Inspired by Giraffes and Acacias / 2407.11360 / ISBN:https://doi.org/10.48550/arXiv.2407.11360 / Published by ArXiv / on (web) Publishing site
References


Prioritizing High-Consequence Biological Capabilities in Evaluations of Artificial Intelligence Models / 2407.13059 / ISBN:https://doi.org/10.48550/arXiv.2407.13059 / Published by ArXiv / on (web) Publishing site
Introduction
Next Steps for AI Biosecurity Evaluations
References


Assurance of AI Systems From a Dependability Perspective / 2407.13948 / ISBN:https://doi.org/10.48550/arXiv.2407.13948 / Published by ArXiv / on (web) Publishing site
5 Assurance and Alignment for AGI


Integrating ESG and AI: A Comprehensive Responsible AI Assessment Framework / 2408.00965 / ISBN:https://doi.org/10.48550/arXiv.2408.00965 / Published by ArXiv / on (web) Publishing site
2 Background and Literature Review


Surveys Considered Harmful? Reflecting on the Use of Surveys in AI Research, Development, and Governance / 2408.01458 / ISBN:https://doi.org/10.48550/arXiv.2408.01458 / Published by ArXiv / on (web) Publishing site
References


Criticizing Ethics According to Artificial Intelligence / 2408.04609 / ISBN:https://doi.org/10.48550/arXiv.2408.04609 / Published by ArXiv / on (web) Publishing site
2 Clarifying conceptual ambiguities
3 Critical Reflection on AI Risks
Bibliography


The Responsible Foundation Model Development Cheatsheet: A Review of Tools & Resources / 2406.16746 / ISBN:https://doi.org/10.48550/arXiv.2406.16746 / Published by ArXiv / on (web) Publishing site
8 Model Evaluation
References


Neuro-Symbolic AI for Military Applications / 2408.09224 / ISBN:https://doi.org/10.48550/arXiv.2408.09224 / Published by ArXiv / on (web) Publishing site
I. Introduction
III. Autonomy in Military Weapons Systems
IV. Military Applications of Neuro-Symbolic AI
V. Challenges and Risks
VI. Interpretability and Explainability
References


Catalog of General Ethical Requirements for AI Certification / 2408.12289 / ISBN:https://doi.org/10.48550/arXiv.2408.12289 / Published by ArXiv / on (web) Publishing site
7 Privacy and Data Protection (P)


Why business adoption of quantum and AI technology must be ethical / 2312.10081 / ISBN:https://doi.org/10.48550/arXiv.2312.10081 / Published by ArXiv / on (web) Publishing site
Argument by regulatory relevance
References


Views on AI aren't binary -- they're plural / 2312.14230 / ISBN:https://doi.org/10.48550/arXiv.2312.14230 / Published by ArXiv / on (web) Publishing site
The false binary: Ethics’s discontents with Alignment


Ethical Artificial Intelligence Principles and Guidelines for the Governance and Utilization of Highly Advanced Large Language Models / 2401.10745 / ISBN:https://doi.org/10.48550/arXiv.2401.10745 / Published by ArXiv / on (web) Publishing site
Advanced Large Language Models Governance Using AI Ethics
Considerations for Advanced Large Language Models and Policy-Making


Ethical and Scalable Automation: A Governance and Compliance Framework for Business Applications / 2409.16872 / ISBN:https://doi.org/10.48550/arXiv.2409.16872 / Published by ArXiv / on (web) Publishing site
2. Literature Review


Trust or Bust: Ensuring Trustworthiness in Autonomous Weapon Systems / 2410.10284 / ISBN:https://doi.org/10.48550/arXiv.2410.10284 / Published by ArXiv / on (web) Publishing site
V. Opportunities of AWS
References


How Do AI Companies Fine-Tune Policy? Examining Regulatory Capture in AI Governance / 2410.13042 / ISBN:https://doi.org/10.48550/arXiv.2410.13042 / Published by ArXiv / on (web) Publishing site
References


Data Defenses Against Large Language Models / 2410.13138 / ISBN:https://doi.org/10.48550/arXiv.2410.13138 / Published by ArXiv / on (web) Publishing site
References


The Dark Side of AI Companionship: A Taxonomy of Harmful Algorithmic Behaviors in Human-AI Relationships / 2410.20130 / ISBN:https://doi.org/10.48550/arXiv.2410.20130 / Published by ArXiv / on (web) Publishing site
4 Results


Standardization Trends on Safety and Trustworthiness Technology for Advanced AI / 2410.22151 / ISBN:https://doi.org/10.48550/arXiv.2410.22151 / Published by ArXiv / on (web) Publishing site
2 Advanced Artificial Intelligence
3 Trends in advanced AI safety and trustworthiness standardization


A Comprehensive Review of Multimodal XR Applications, Risks, and Ethical Challenges in the Metaverse / 2411.04508 / ISBN:https://doi.org/10.48550/arXiv.2411.04508 / Published by ArXiv / on (web) Publishing site
2. Multimodal Interaction Across the Virtual Continuum
3. XR Applications: Expanding Multimodal Interactions Across Domains


Ethical and Scalable Automation: A Governance and Compliance Framework for Business Applications / 2409.16872 / ISBN:https://doi.org/10.48550/arXiv.2409.16872 / Published by ArXiv / on (web) Publishing site
References


Artificial Intelligence in Cybersecurity: Building Resilient Cyber Diplomacy Frameworks / 2411.13585 / ISBN:https://doi.org/10.48550/arXiv.2411.13585 / Published by ArXiv / on (web) Publishing site
Paper
Bibliography


Shaping AI's Impact on Billions of Lives / 2412.02730 / ISBN:https://doi.org/10.48550/arXiv.2412.02730 / Published by ArXiv / on (web) Publishing site
II. Demystifying the Potential Impact on AI


User-Generated Content and Editors in Games: A Comprehensive Survey / 2412.13743 / ISBN:https://doi.org/10.48550/arXiv.2412.13743 / Published by ArXiv / on (web) Publishing site
III. Categories of User-Generated Content


Large Language Model Safety: A Holistic Survey / 2412.17686 / ISBN:https://doi.org/10.48550/arXiv.2412.17686 / Published by ArXiv / on (web) Publishing site
1 Introduction
2 Taxonomy
5 Misuse
7 Agent Safety
9 Technology Roadmaps / Strategies to LLM Safety in Practice


Bias in Decision-Making for AI's Ethical Dilemmas: A Comparative Study of ChatGPT and Claude / 2501.10484 / ISBN:https://doi.org/10.48550/arXiv. / Published by ArXiv / on (web) Publishing site
Discussion and Conclusion


Meursault as a Data Point / 2502.01364 / ISBN:https://doi.org/10.48550/arXiv. / Published by ArXiv / on (web) Publishing site
References


Ethical Considerations for the Military Use of Artificial Intelligence in Visual Reconnaissance / 2502.03376 / ISBN:https://doi.org/10.48550/arXiv. / Published by ArXiv / on (web) Publishing site
4 Use Case 2 - Decision Support for Military Camp Protection
References


Position: We Need An Adaptive Interpretation of Helpful, Honest, and Harmless Principles / 2502.06059 / ISBN:https://doi.org/10.48550/arXiv. / Published by ArXiv / on (web) Publishing site
References


Relational Norms for Human-AI Cooperation / 2502.12102 / ISBN:https://doi.org/10.48550/arXiv.2502.12102 / Published by ArXiv / on (web) Publishing site
Section 2: Distinctive Characteristics of AI and Implications for Relational Norms
References


Multi-Agent Risks from Advanced AI / 2502.14143 / ISBN:https://doi.org/10.48550/arXiv.2502.14143 / Published by ArXiv / on (web) Publishing site
2 Failure Modes
3 Risk Factors
4 Implications
References


On the Trustworthiness of Generative Foundation Models: Guideline, Assessment, and Perspective / 2502.14296 / ISBN:https://doi.org/10.48550/arXiv.2502.14296 / Published by ArXiv / on (web) Publishing site
10 Further Discussion
References


Decoding the Black Box: Integrating Moral Imagination with Technical AI Governance / 2503.06411 / ISBN:https://doi.org/10.48550/arXiv.2503.06411 / Published by ArXiv / on (web) Publishing site
Abstract
1 Introduction
2 Key Themes from Weapons of Math Destruc- tion
6 Case Studies and Domain Applications
8 Future Directions
References


Advancing Human-Machine Teaming: Concepts, Challenges, and Applications / 2503.16518 / ISBN:https://doi.org/10.48550/arXiv.2503.16518 / Published by ArXiv / on (web) Publishing site
1 Introduction
References


Gender and content bias in Large Language Models: a case study on Google Gemini 2.0 Flash Experimental / 2503.16534 / ISBN:https://doi.org/10.48550/arXiv.2503.16534 / Published by ArXiv / on (web) Publishing site
References


Towards Adaptive AI Governance: Comparative Insights from the U.S., EU, and Asia / 2504.00652 / ISBN:https://doi.org/10.48550/arXiv.2504.00652 / Published by ArXiv / on (web) Publishing site
VI. Towards Adaptive AI Governance Frameworks


Who is Responsible When AI Fails? Mapping Causes, Entities, and Consequences of AI Privacy and Ethical Incidents / 2504.01029 / ISBN:https://doi.org/10.48550/arXiv.2504.01029 / Published by ArXiv / on (web) Publishing site
4. Taxonomy of AI Privacy and Ethical Incidents


AI Regulation and Capitalist Growth: Balancing Innovation, Ethics, and Global Governance / 2504.02000 / ISBN:https://doi.org/10.48550/arXiv.2504.02000 / Published by ArXiv / on (web) Publishing site
VI. Principle-Based AI Regulatory Framework for Ethical and Innovative Growth