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The AI Index 2022 Annual Report / 2205.03468 / ISBN:https://doi.org/10.48550/arXiv.2205.03468 / Published by ArXiv / on (web) Publishing site
Chapter 5 AI Policy and Governance
Appendix


Ethics of AI: A Systematic Literature Review of Principles and Challenges / 2109.07906 / ISBN:https://doi.org/10.48550/arXiv.2109.07906 / Published by ArXiv / on (web) Publishing site
2 Background


What does it mean to be a responsible AI practitioner: An ontology of roles and skills / 2205.03946 / ISBN:https://doi.org/10.48550/arXiv.2205.03946 / Published by ArXiv / on (web) Publishing site
References


A multilevel framework for AI governance / 2307.03198 / ISBN:https://doi.org/10.48550/arXiv.2307.03198 / Published by ArXiv / on (web) Publishing site
8. Ethics and Trust Lenses in the Multilevel Framework


From OECD to India: Exploring cross-cultural differences in perceived trust, responsibility and reliance of AI and human experts / 2307.15452 / ISBN:https://doi.org/10.48550/arXiv.2307.15452 / Published by ArXiv / on (web) Publishing site
References


Perceptions of the Fourth Industrial Revolution and Artificial Intelligence Impact on Society / 2308.02030 / ISBN:https://doi.org/10.48550/arXiv.2308.02030 / Published by ArXiv / on (web) Publishing site
Literature Review
References


Dual Governance: The intersection of centralized regulation and crowdsourced safety mechanisms for Generative AI / 2308.04448 / ISBN:https://doi.org/10.48550/arXiv.2308.04448 / Published by ArXiv / on (web) Publishing site
2 Background


The Future of ChatGPT-enabled Labor Market: A Preliminary Study / 2304.09823 / ISBN:https://doi.org/10.48550/arXiv.2304.09823 / Published by ArXiv / on (web) Publishing site
2 Results


A Survey of Safety and Trustworthiness of Large Language Models through the Lens of Verification and Validation / 2305.11391 / ISBN:https://doi.org/10.48550/arXiv.2305.11391 / Published by ArXiv / on (web) Publishing site
Reference


Artificial Intelligence across Europe: A Study on Awareness, Attitude and Trust / 2308.09979 / ISBN:https://doi.org/10.48550/arXiv.2308.09979 / Published by ArXiv / on (web) Publishing site
1 Introduction


The AI Revolution: Opportunities and Challenges for the Finance Sector / 2308.16538 / ISBN:https://doi.org/10.48550/arXiv.2308.16538 / Published by ArXiv / on (web) Publishing site
3 Benefits of AI use in the finance sector


Ethical Framework for Harnessing the Power of AI in Healthcare and Beyond / 2309.00064 / ISBN:https://doi.org/10.48550/arXiv.2309.00064 / Published by ArXiv / on (web) Publishing site
4 Human-centric AI


The Cambridge Law Corpus: A Corpus for Legal AI Research / 2309.12269 / ISBN:https://doi.org/10.48550/arXiv.2309.12269 / Published by ArXiv / on (web) Publishing site
3 Legal and Ethical Considerations
4 Experiments
Cambridge Law Corpus: Datasheet


Security Considerations in AI-Robotics: A Survey of Current Methods, Challenges, and Opportunities / 2310.08565 / ISBN:https://doi.org/10.48550/arXiv.2310.08565 / Published by ArXiv / on (web) Publishing site
I. Introduction and Motivation
V. Ethical & Legal Concerns


Regulation and NLP (RegNLP): Taming Large Language Models / 2310.05553 / ISBN:https://doi.org/10.48550/arXiv.2310.05553 / Published by ArXiv / on (web) Publishing site
5 Regulation and NLP (RegNLP): A New Field


Ethics of Artificial Intelligence and Robotics in the Architecture, Engineering, and Construction Industry / 2310.05414 / ISBN:https://doi.org/10.48550/arXiv.2310.05414 / Published by ArXiv / on (web) Publishing site
7. Future Research Direction


Towards A Unified Utilitarian Ethics Framework for Healthcare Artificial Intelligence / 2309.14617 / ISBN:https://doi.org/10.48550/arXiv.2309.14617 / Published by ArXiv / on (web) Publishing site
References


The Return on Investment in AI Ethics: A Holistic Framework / 2309.13057 / ISBN:https://doi.org/10.48550/arXiv.2309.13057 / Published by ArXiv / on (web) Publishing site
6. References


A Conceptual Algorithm for Applying Ethical Principles of AI to Medical Practice / 2304.11530 / ISBN:https://doi.org/10.48550/arXiv.2304.11530 / Published by ArXiv / on (web) Publishing site
1 Introduction
References


Responsible AI Pattern Catalogue: A Collection of Best Practices for AI Governance and Engineering / 2209.04963 / ISBN:https://doi.org/10.48550/arXiv.2209.04963 / Published by ArXiv / on (web) Publishing site
3 Governance Patterns
References


The Ethics of AI Value Chains / 2307.16787 / ISBN:https://doi.org/10.48550/arXiv.2307.16787 / Published by ArXiv / on (web) Publishing site
Bibliography


Specific versus General Principles for Constitutional AI / 2310.13798 / ISBN:https://doi.org/10.48550/arXiv.2310.13798 / Published by ArXiv / on (web) Publishing site
I Responses on Prompts from PALMS, LaMDA, and InstructGPT


Systematic AI Approach for AGI: Addressing Alignment, Energy, and AGI Grand Challenges / 2310.15274 / ISBN:https://doi.org/10.48550/arXiv.2310.15274 / Published by ArXiv / on (web) Publishing site
References


A Comprehensive Review of AI-enabled Unmanned Aerial Vehicle: Trends, Vision , and Challenges / 2310.16360 / ISBN:https://doi.org/10.48550/arXiv.2310.16360 / Published by ArXiv / on (web) Publishing site
IV. Artificial Intelligence Embedded UAV


Human participants in AI research: Ethics and transparency in practice / 2311.01254 / ISBN:https://doi.org/10.48550/arXiv.2311.01254 / Published by ArXiv / on (web) Publishing site
IV. Principles in Practice: Guidelines for AI Research with Human Participants


Educating for AI Cybersecurity Work and Research: Ethics, Systems Thinking, and Communication Requirements / 2311.04326 / ISBN:https://doi.org/10.48550/arXiv.2311.04326 / Published by ArXiv / on (web) Publishing site
Literature Review


Synergizing Human-AI Agency: A Guide of 23 Heuristics for Service Co-Creation with LLM-Based Agents / 2310.15065 / ISBN:https://doi.org/10.48550/arXiv.2310.15065 / Published by ArXiv / on (web) Publishing site
References


Safety, Trust, and Ethics Considerations for Human-AI Teaming in Aerospace Control / 2311.08943 / ISBN:https://doi.org/10.48550/arXiv.2311.08943 / Published by ArXiv / on (web) Publishing site
References


Revolutionizing Customer Interactions: Insights and Challenges in Deploying ChatGPT and Generative Chatbots for FAQs / 2311.09976 / ISBN:https://doi.org/10.48550/arXiv.2311.09976 / Published by ArXiv / on (web) Publishing site
2. Chatbots Background and Scope of Research
References


First, Do No Harm: Algorithms, AI, and Digital Product Liability Managing Algorithmic Harms Though Liability Law and Market Incentives / 2311.10861 / ISBN:https://doi.org/10.48550/arXiv.2311.10861 / Published by ArXiv / on (web) Publishing site
Bloustein Local and the Center for Urban Policy Research
Preface
About the Author


Ethical Implications of ChatGPT in Higher Education: A Scoping Review / 2311.14378 / ISBN:https://doi.org/10.48550/arXiv.2311.14378 / Published by ArXiv / on (web) Publishing site
Introduction
Results
Conclusion


Potential Societal Biases of ChatGPT in Higher Education: A Scoping Review / 2311.14381 / ISBN:https://doi.org/10.48550/arXiv.2311.14381 / Published by ArXiv / on (web) Publishing site
INTRODUCTION
METHODOLOGY
FINDINGS


RAISE -- Radiology AI Safety, an End-to-end lifecycle approach / 2311.14570 / ISBN:https://doi.org/10.48550/arXiv.2311.14570 / Published by ArXiv / on (web) Publishing site
1. Introduction
Bibliography


Generative AI in Higher Education: Seeing ChatGPT Through Universities' Policies, Resources, and Guidelines / 2312.05235 / ISBN:https://doi.org/10.48550/arXiv.2312.05235 / Published by ArXiv / on (web) Publishing site
4. Method


Control Risk for Potential Misuse of Artificial Intelligence in Science / 2312.06632 / ISBN:https://doi.org/10.48550/arXiv.2312.06632 / Published by ArXiv / on (web) Publishing site
6 Related Works
References


Culturally Responsive Artificial Intelligence -- Problems, Challenges and Solutions / 2312.08467 / ISBN:https://doi.org/10.48550/arXiv.2312.08467 / Published by ArXiv / on (web) Publishing site
Artificial intelligence – concept and ethical background
References


Designing Guiding Principles for NLP for Healthcare: A Case Study of Maternal Health / 2312.11803 / ISBN:https://doi.org/10.48550/arXiv.2312.11803 / Published by ArXiv / on (web) Publishing site
C Full survey questions


Improving Task Instructions for Data Annotators: How Clear Rules and Higher Pay Increase Performance in Data Annotation in the AI Economy / 2312.14565 / ISBN:https://doi.org/10.48550/arXiv.2312.14565 / Published by ArXiv / on (web) Publishing site
References


Autonomous Threat Hunting: A Future Paradigm for AI-Driven Threat Intelligence / 2401.00286 / ISBN:https://doi.org/10.48550/arXiv.2401.00286 / Published by ArXiv / on (web) Publishing site
References


Responsible developments and networking research: a reflection beyond a paper ethical statement / 2402.00442 / ISBN:https://doi.org/10.48550/arXiv.2402.00442 / Published by ArXiv / on (web) Publishing site
4 Sense of engagement and responsibility
References


Taking Training Seriously: Human Guidance and Management-Based Regulation of Artificial Intelligence / 2402.08466 / ISBN:https://doi.org/10.48550/arXiv.2402.08466 / Published by ArXiv / on (web) Publishing site
2 Emerging Management-based AI Regulation


The METRIC-framework for assessing data quality for trustworthy AI in medicine: a systematic review / 2402.13635 / ISBN:https://doi.org/10.48550/arXiv.2402.13635 / Published by ArXiv / on (web) Publishing site
References


Review of Generative AI Methods in Cybersecurity / 2403.08701 / ISBN:https://doi.org/10.48550/arXiv.2403.08701 / Published by ArXiv / on (web) Publishing site
3 Cyber Offense


The Journey to Trustworthy AI- Part 1 Pursuit of Pragmatic Frameworks / 2403.15457 / ISBN:https://doi.org/10.48550/arXiv.2403.15457 / Published by ArXiv / on (web) Publishing site
4 AI Regulation: Current Global Landscape
References


The Pursuit of Fairness in Artificial Intelligence Models A Survey / 2403.17333 / ISBN:https://doi.org/10.48550/arXiv.2403.17333 / Published by ArXiv / on (web) Publishing site
References


Balancing Progress and Responsibility: A Synthesis of Sustainability Trade-Offs of AI-Based Systems / 2404.03995 / ISBN:https://doi.org/10.48550/arXiv.2404.03995 / Published by ArXiv / on (web) Publishing site
IV. Results


Is Your AI Truly Yours? Leveraging Blockchain for Copyrights, Provenance, and Lineage / 2404.06077 / ISBN:https://doi.org/10.48550/arXiv.2404.06077 / Published by ArXiv / on (web) Publishing site
References


A Critical Survey on Fairness Benefits of Explainable AI / 2310.13007 / ISBN:https://doi.org/10.1145/3630106.3658990 / Published by ArXiv / on (web) Publishing site
References


AI Alignment: A Comprehensive Survey / 2310.19852 / ISBN:https://doi.org/10.48550/arXiv.2310.19852 / Published by ArXiv / on (web) Publishing site
References


Regulating AI-Based Remote Biometric Identification. Investigating the Public Demand for Bans, Audits, and Public Database Registrations / 2401.13605 / ISBN:https://doi.org/10.48550/arXiv.2401.13605 / Published by ArXiv / on (web) Publishing site
References


Epistemic Power in AI Ethics Labor: Legitimizing Located Complaints / 2402.08171 / ISBN:https://doi.org/10.1145/3630106.3658973 / Published by ArXiv / on (web) Publishing site
References


Debunking Robot Rights Metaphysically, Ethically, and Legally / 2404.10072 / ISBN:https://doi.org/10.48550/arXiv.2404.10072 / Published by ArXiv / on (web) Publishing site
7 The Legal Perspective


Taxonomy to Regulation: A (Geo)Political Taxonomy for AI Risks and Regulatory Measures in the EU AI Act / 2404.11476 / ISBN:https://doi.org/10.48550/arXiv.2404.11476 / Published by ArXiv / on (web) Publishing site
4 European Union Artificial Intelligence Act
References


A Practical Multilevel Governance Framework for Autonomous and Intelligent Systems / 2404.13719 / ISBN:https://doi.org/10.48550/arXiv.2404.13719 / Published by ArXiv / on (web) Publishing site
References


AI Procurement Checklists: Revisiting Implementation in the Age of AI Governance / 2404.14660 / ISBN:https://doi.org/10.48550/arXiv.2404.14660 / Published by ArXiv / on (web) Publishing site
1 Technical assessments require an AI expert to complete — and we don’t have enough experts


AI-Powered Autonomous Weapons Risk Geopolitical Instability and Threaten AI Research / 2405.01859 / ISBN:https://doi.org/10.48550/arXiv.2405.01859 / Published by ArXiv / on (web) Publishing site
References


Organizing a Society of Language Models: Structures and Mechanisms for Enhanced Collective Intelligence / 2405.03825 / ISBN:https://doi.org/10.48550/arXiv.2405.03825 / Published by ArXiv / on (web) Publishing site
7 Conclusion


A Fourth Wave of Open Data? Exploring the Spectrum of Scenarios for Open Data and Generative AI / 2405.04333 / ISBN:https://doi.org/10.48550/arXiv.2405.04333 / Published by ArXiv / on (web) Publishing site
3. A Spectrum of Scenarios of Open Data for Generative AI


Trustworthy AI-Generative Content in Intelligent 6G Network: Adversarial, Privacy, and Fairness / 2405.05930 / ISBN:https://doi.org/10.48550/arXiv.2405.05930 / Published by ArXiv / on (web) Publishing site
I. Introduction


Unsocial Intelligence: an Investigation of the Assumptions of AGI Discourse / 2401.13142 / ISBN:https://doi.org/10.48550/arXiv.2401.13142 / Published by ArXiv / on (web) Publishing site
References


A scoping review of using Large Language Models (LLMs) to investigate Electronic Health Records (EHRs) / 2405.03066 / ISBN:https://doi.org/10.48550/arXiv.2405.03066 / Published by ArXiv / on (web) Publishing site
3 Results


The Narrow Depth and Breadth of Corporate Responsible AI Research / 2405.12193 / ISBN:https://doi.org/10.48550/arXiv.2405.12193 / Published by ArXiv / on (web) Publishing site
References


A Comprehensive Overview of Large Language Models (LLMs) for Cyber Defences: Opportunities and Directions / 2405.14487 / ISBN:https://doi.org/10.48550/arXiv.2405.14487 / Published by ArXiv / on (web) Publishing site
IV. Network Security


Justice in Healthcare Artificial Intelligence in Africa / 2406.10653 / ISBN:https://doi.org/10.48550/arXiv.2406.10653 / Published by ArXiv / on (web) Publishing site
References


SecGenAI: Enhancing Security of Cloud-based Generative AI Applications within Australian Critical Technologies of National Interest / 2407.01110 / ISBN:https://doi.org/10.48550/arXiv.2407.01110 / Published by ArXiv / on (web) Publishing site
IV. SECGENAI FRAMEWORK REQUIREMENTS SPECIFICATIONS


Artificial intelligence, rationalization, and the limits of control in the public sector: the case of tax policy optimization / 2407.05336 / ISBN:https://doi.org/10.48550/arXiv.2407.05336 / Published by ArXiv / on (web) Publishing site
1. Introduction
References


Auditing of AI: Legal, Ethical and Technical Approaches / 2407.06235 / Published by ArXiv / on (web) Publishing site
2 The evolution of auditing as a governance mechanism
References


FUTURE-AI: International consensus guideline for trustworthy and deployable artificial intelligence in healthcare / 2309.12325 / ISBN:https://doi.org/10.48550/arXiv.2309.12325 / Published by ArXiv / on (web) Publishing site
REFERENCES:


Bridging the Global Divide in AI Regulation: A Proposal for a Contextual, Coherent, and Commensurable Framework / 2303.11196 / ISBN:https://doi.org/10.48550/arXiv.2303.11196 / Published by ArXiv / on (web) Publishing site
I. Introduction
II. Global Divide in AI Regulation: Horizontally. Context-Specific
III. Striking a Balance Betweeen the Two Approaches
IV. Proposing an Alternative 3C Framework


Generative AI for Health Technology Assessment: Opportunities, Challenges, and Policy Considerations / 2407.11054 / ISBN:https://doi.org/10.48550/arXiv.2407.11054 / Published by ArXiv / on (web) Publishing site
Appendices
References


Assurance of AI Systems From a Dependability Perspective / 2407.13948 / ISBN:https://doi.org/10.48550/arXiv.2407.13948 / Published by ArXiv / on (web) Publishing site
2 Assurance for Systems Extended with AI and ML
References


Honest Computing: Achieving demonstrable data lineage and provenance for driving data and process-sensitive policies / 2407.14390 / ISBN:https://doi.org/10.48550/arXiv.2407.14390 / Published by ArXiv / on (web) Publishing site
5. Conclusion


Nudging Using Autonomous Agents: Risks and Ethical Considerations / 2407.16362 / ISBN:https://doi.org/10.48550/arXiv.2407.16362 / Published by ArXiv / on (web) Publishing site
References


Surveys Considered Harmful? Reflecting on the Use of Surveys in AI Research, Development, and Governance / 2408.01458 / ISBN:https://doi.org/10.48550/arXiv.2408.01458 / Published by ArXiv / on (web) Publishing site
References


Recent Advances in Generative AI and Large Language Models: Current Status, Challenges, and Perspectives / 2407.14962 / ISBN:https://doi.org/10.48550/arXiv.2407.14962 / Published by ArXiv / on (web) Publishing site
Authors


Speculations on Uncertainty and Humane Algorithms / 2408.06736 / ISBN:https://doi.org/10.48550/arXiv.2408.06736 / Published by ArXiv / on (web) Publishing site
References


Don't Kill the Baby: The Case for AI in Arbitration / 2408.11608 / ISBN:https://doi.org/10.48550/arXiv.2408.11608 / Published by ArXiv / on (web) Publishing site
2. Let AI Grow Under Favorable Conditions: Avoiding Overly Moralistic Views


CIPHER: Cybersecurity Intelligent Penetration-testing Helper for Ethical Researcher / 2408.11650 / ISBN:https://doi.org/10.48550/arXiv.2408.11650 / Published by ArXiv / on (web) Publishing site
6. Conclusion


The Problems with Proxies: Making Data Work Visible through Requester Practices / 2408.11667 / ISBN:https://doi.org/10.48550/arXiv.2408.11667 / Published by ArXiv / on (web) Publishing site
Related Work


Aligning XAI with EU Regulations for Smart Biomedical Devices: A Methodology for Compliance Analysis / 2408.15121 / ISBN:https://doi.org/10.48550/arXiv.2408.15121 / Published by ArXiv / on (web) Publishing site
References


Digital Homunculi: Reimagining Democracy Research with Generative Agents / 2409.00826 / ISBN:https://doi.org/10.48550/arXiv.2409.00826 / Published by ArXiv / on (web) Publishing site
3. How GenAI Could Make a Difference


AI Governance in Higher Education: Case Studies of Guidance at Big Ten Universities / 2409.02017 / ISBN:https://doi.org/10.48550/arXiv.2409.02017 / Published by ArXiv / on (web) Publishing site
Results
References


DetoxBench: Benchmarking Large Language Models for Multitask Fraud & Abuse Detection / 2409.06072 / ISBN:https://doi.org/10.48550/arXiv.2409.06072 / Published by ArXiv / on (web) Publishing site
3 Data Details


Beyond Algorithmic Fairness: A Guide to Develop and Deploy Ethical AI-Enabled Decision-Support Tools / 2409.11489 / ISBN:https://doi.org/10.48550/arXiv.2409.11489 / Published by ArXiv / on (web) Publishing site
1 Introduction
3 Case Studies in AI-Enabled Optimization
Appendix B Technical and Conceptual Details for the Power Systems Case Study


Safety challenges of AI in medicine / 2409.18968 / ISBN:https://doi.org/10.48550/arXiv.2409.18968 / Published by ArXiv / on (web) Publishing site
1 Introduction
References


AI-Press: A Multi-Agent News Generating and Feedback Simulation System Powered by Large Language Models / 2410.07561 / ISBN:https://doi.org/10.48550/arXiv.2410.07561 / Published by ArXiv / on (web) Publishing site
Appendices


When AI Eats Itself: On the Caveats of Data Pollution in the Era of Generative AI / 2405.09597 / ISBN:https://doi.org/10.48550/arXiv.2405.09597 / Published by ArXiv / on (web) Publishing site
References


How Do AI Companies Fine-Tune Policy? Examining Regulatory Capture in AI Governance / 2410.13042 / ISBN:https://doi.org/10.48550/arXiv.2410.13042 / Published by ArXiv / on (web) Publishing site
References


Redefining Finance: The Influence of Artificial Intelligence (AI) and Machine Learning (ML) / 2410.15951 / ISBN:https://doi.org/10.48550/arXiv.2410.15951 / Published by ArXiv / on (web) Publishing site
Current Perspective on AI & ML in Finance


Where Assessment Validation and Responsible AI Meet / 2411.02577 / ISBN:https://doi.org/10.48550/arXiv.2411.02577 / Published by ArXiv / on (web) Publishing site
Classical Assessment Validation Theory and Responsible AI
Integrating Classical Validation Theory and Responsible AI
Conclusion & Future Directions


I Always Felt that Something Was Wrong.: Understanding Compliance Risks and Mitigation Strategies when Professionals Use Large Language Models / 2411.04576 / ISBN:https://doi.org/10.48550/arXiv.2411.04576 / Published by ArXiv / on (web) Publishing site
Appendices


Improving governance outcomes through AI documentation: Bridging theory and practice / 2409.08960 / ISBN:https://doi.org/10.48550/arXiv.2409.08960 / Published by ArXiv / on (web) Publishing site


Persuasion with Large Language Models: a Survey / 2411.06837 / ISBN:https://doi.org/10.48550/arXiv.2411.06837 / Published by ArXiv / on (web) Publishing site
5 Ethical Considerations


Framework for developing and evaluating ethical collaboration between expert and machine / 2411.10983 / ISBN:https://doi.org/10.48550/arXiv.2411.10983 / Published by ArXiv / on (web) Publishing site
References


Artificial Intelligence in Cybersecurity: Building Resilient Cyber Diplomacy Frameworks / 2411.13585 / ISBN:https://doi.org/10.48550/arXiv.2411.13585 / Published by ArXiv / on (web) Publishing site
Bibliography


Large Language Models in Politics and Democracy: A Comprehensive Survey / 2412.04498 / ISBN:https://doi.org/10.48550/arXiv.2412.04498 / Published by ArXiv / on (web) Publishing site
References


Ethical Challenges and Evolving Strategies in the Integration of Artificial Intelligence into Clinical Practice / 2412.03576 / ISBN:https://doi.org/10.48550/arXiv.2412.03576 / Published by ArXiv / on (web) Publishing site
Discussion


Shaping AI's Impact on Billions of Lives / 2412.02730 / ISBN:https://doi.org/10.48550/arXiv.2412.02730 / Published by ArXiv / on (web) Publishing site
I. Putting Pragmatic AI in Context


On Large Language Models in Mission-Critical IT Governance: Are We Ready Yet? / 2412.11698 / ISBN:https://doi.org/10.48550/arXiv.2412.11698 / Published by ArXiv / on (web) Publishing site
II. Study Design
III. Results


Autonomous Vehicle Security: A Deep Dive into Threat Modeling / 2412.15348 / ISBN:https://doi.org/10.48550/arXiv.2412.15348 / Published by ArXiv / on (web) Publishing site
VII. Legal and Ethical Considerations in Autonomous Vehicle Security